Regulatory Disclosures

Business details

• Business name: AMD Wealth Tech, AMFI-registered Mutual Fund Distributor, ARN-322137
• Registered office: A-2920, Marathon Futurex, NM Joshi Marg, Lower Parel East, Mumbai, Maharashtra 400013, India
• Email: surabhi@amd.net.in
• Phone: +91 98339 67648

Registrations

• AMFI Registration (ARN): ARN-322137

Distribution arrangement

AMD Wealth Tech distributes financial products as a sub-broker of Prudent Corporate Advisory Services Ltd..

Prudent Corporate Advisory Services Ltd. is a separate entity. AMD Wealth Tech operates as its sub-broker, as applicable. AMD Wealth Tech is not Prudent Corporate Advisory Services Ltd. and does not represent itself as such.

AMD Wealth Tech is an AMFI-registered Mutual Fund Distributor (ARN-322137). Mutual fund transactions are processed through the distribution platform of Prudent Corporate Advisory Services Ltd.. Other products we distribute, including insurance, Portfolio Management Services and Alternative Investment Funds, are offered through arrangements available to us as a sub-broker of Prudent Corporate Advisory Services Ltd., subject to the registrations and eligibility requirements that apply to each product.

We act as a distributor only. We do not provide investment advisory services, and we do not manage money or hold client funds or securities. Investments are made directly with the relevant product provider.

Commissions

As a distributor, we receive commissions from product providers (such as asset management companies, insurers, portfolio managers and AIF managers) for the products we distribute. These commissions are paid by the product provider and are included in the costs disclosed in each product's offer documents (for mutual funds, within the scheme's expense ratio for regular plans).

Commission rates differ between products, schemes and providers. Details of the commission we receive on any product we discuss with you are available on request, and are disclosed as required under the AMFI Code of Conduct for Mutual Fund Distributors.

Grievance redressal

We take complaints seriously. If something hasn't gone the way you expected, please tell us.

Step 1: Contact us. Grievance contact: Surabhi Darji, Partner Email: surabhi@amd.net.in · Phone: +91 98339 67648 Address: A-2920, Marathon Futurex, NM Joshi Marg, Lower Parel East, Mumbai, Maharashtra 400013, India

Please include your name, contact details, the product or transaction concerned and a short description of the issue. We aim to acknowledge your complaint within 2 working days and to respond with a resolution within 15 working days.

Step 2: Escalate to the product provider. If you are not satisfied with our response, you may contact the grievance team of the asset management company, insurer, portfolio manager or AIF manager concerned. Their contact details are available in your account statement or policy documents, and on their websites.

Step 3: Regulatory channels. If your complaint is still unresolved:

• Mutual funds, PMS and AIFs: you may lodge a complaint on SEBI's complaints redress system, SCORES. Complaints about mutual fund distributors may also be raised with AMFI.
• Insurance: you may use the insurer's grievance process, IRDAI's Bima Bharosa portal, or approach the Insurance Ombudsman.